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CSL Enquiry
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CSL is designed to enable the participant to understand the critical securities market processes, such as legal, due diligence and compliance. Those with a background in law will appreciate securities market inputs, and conversely, those with a securities market background will better understand compliance and due diligence.

Where can CSL lead to?

• Intermediaries Merchant Bankers - including lead managers, co-lead managers, under-writers to issues, officers in compliance functions in various intermediaries regulated by SEBI such as stock-brokers, depository participants, custodians, bankers to issues, registrars and share transfer agents, credit rating agencies, portfolio managers, mutual funds, alternative investment funds, FPI, KRAs etc.

Market Infrastructure Institutions: Stock and commodity exchanges, depositories, etc.

Others: Consultants engaged in advising on matters such as corporate finance, restructuring, fund-raising plans, collaborations, FDI, private placements etc.

 

Programme Highlights

A 3½ months, week-end classroom programme for Working Executives.

Convenient schedule across 16 Saturdays and timings from 10.00 am to 5.30pm

• Core faculty team would be a mix of NISM Faculty and Experts from Market Intermediaries, Professionals, etc.

• Interface with market experts

• Globally benchmarked curriculum, updated regularly

• Policy-research based inputs, based on past experience and live projects

• Inputs on regulation from senior officers from SEBI and RBI

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