PGDM 311017

PGDQF3110117

pgpsm final

CSL311017

Subject: Eligibility of participants for Mutual Fund Foundation Examination and Mutual Fund Foundation - CPE Programme

National Institute of Securities Markets hereby clarifies eligibility of participants for Mutual Fund Foundation Examination and Mutual Fund Foundation - CPE Programme, as follows:

1.

Category of  person applying for Certification

Certification through Examination

Certification through CPE

Grandfathered

   

Postal agents with a service / experience of at least 10 years or of age 50 years or more

Allowed

Allowed

Retired government and semi-government officials (class III and above or equivalent) with a service of at least 10 years or of age 50 years or more

Allowed

Allowed

Retired teachers with a service of at least 10 years or of age 50 years or more

Allowed

Allowed

Retired bank officers with a service of at least 10 years or of age 50 years or more

Allowed

Allowed

Intermediaries/ Agents engaged in distribution of financial products e.g. insurance agent, FD agent, National Savings Scheme products, PPF, etc. registered with any other Financial Services Regulatorwith a service of at least 10 years or of age 50 years or more

Allowed

Allowed

Business correspondents appointed by banks with a service of at least 10 years or of age 50 years or more

Allowed

Allowed

Any other person of age 50 years or more

Allowed

Allowed

Others

   

Postal agents with a service of less than 10 years and of age less than 50 years

Allowed

Not Allowed

Retired government and semi-government officials (class III and above or equivalent) with a service of less than 10 years and of age less than 50 years

Allowed

Not Allowed

Retired teachers  with a service of less than 10 years and of age less than 50 years

Allowed

Not Allowed

Retired bank officers  with a service of less than 10 years and of age less than 50 years

Allowed

Not Allowed

Intermediaries/ Agents engaged in distribution of financial products e.g. insurance agent, FD agent, National Savings Scheme products, PPF, etc. registered with any other Financial Services Regulatorwith a service of less than 10 years and of age less than 50 years

Allowed

Not Allowed

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 2. Experience certificate for grandfathered category participants may be issued by Compliance officer of Asset Management Company.

 
--sd--
G.P.Garg
(Registrar)

NISM Events

Go to top