Programme on ‘Investigating Economic Crimes in Securities Markets’

for Officers of All India Services

August 28, 2017 to September 01, 2017 | NISM Campus, Patalganga

IECSM

 

A Programme on ‘Investigating Economic Crimes in Securities Markets’ for AIS Officers was held during August 28, 2017 to September 01, 2017 at NISM Campus, Patalganga.

The purpose of the programme was to make the participants aware about the provisions of Securities Laws related to Investigation, understanding various types of securities market manipulation/ frauds, detailed processes’ of investigations, Enforcement at SEBI, case laws related to investigation matters, etc.

The programme was inaugurated by Dr. Pradnya Saravade, IPS, Addl. Director General Police, Maharashtra and Mr. Sandip Ghose, Director, NISM

The topics covered among others, were Challenges of Monitoring Financial Markets; Understanding Primary and Secondary Markets; Understanding Derivatives; Important provisions of Securities Laws/ Securities Market Regulations; Surveillance of Equity and Commodities Market; Investigation at SEBI; Surveillance & Investigation Stock Exchange; Investigation at SEBI; Investigation related to Insider Trading; PFUTP Regulations; Understanding Front Running with  Case based approach; CIS and Deemed Public Issue; Enforcement at SEBI; Enquiry & Adjudication at SEBI; Case Laws related to Investigation Cases and hands-on exposure in trading in simulated environment at NISM Finance lab, etc.

The valedictory was done by Shri Sandip Ghose, Director, NISM. All the participants were given Certificate of Participation. 

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