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Eligibility Criteria for CPE

Type I:

Any person who has appeared for the NISM/AMFI Certification Examination(s) for Mutual Funds and/or the AMFI Refresher Course/ NISM CPE for Mutual Funds and the certificate for such examination/refresher course/ CPE are still valid may appear for NISM CPE for Mutual Fund Distributors on submission of required documents.

Type II (a):

Any person who has attained the age of 50 years as on May 31st 2010 whether holding or not holding certificate for NISM Certification/ CPE or AMFI Examinations/ Refresher Courses for Mutual Funds may appear for NISM CPE on submission of required documents.

Type II (b):

Any person having at least 10 years of total experience as on May 31st 2010 in the sale and distribution of mutual funds, whether holding or not holding a certificate for NISM Certification/ CPE or AMFI Examinations/ Refresher Courses for Mutual Funds, may appear for NISM CPE on submission of required documents

Documents Needed : For all Types the photocopy of the following documents need to be submitted

Type I

Type II(a)

Type II(b)

PAN card

PAN Card

PAN Card

ARN card

ARN Card (not mandatory)

ARN Card (not mandatory)

NISM or AMFI Examination/ Refresher Course/ CPE Certificate

NISM or AMFI Examination/ Refresher Course/ CPE Certificate (not mandatory)

NISM or AMFI Examination/ Refresher Course/ CPE Certificate (not mandatory)

 


A letter on Letter Head of a Mutual Fund/ Asset Management Company/National Distribution houses/Registrar and Transfer Agent for Mutual Funds, and signed by an authorized signatory certifying that the candidate has been employed or engaged in the sale and/or distribution of mutual fund products for a period of at least 10 years, as on 31st May 2010.

 

 

Please note that candidates are required to CARRY IN ORIGINAL the above mentioned documents (as listed for each Type) to the CPE venue for verification in order to obtain permission for appearing for CPE for Mutual Fund Distributors.

Please note for Type I, a certificate holder may appear for NISM CPE within 12 months preceding the date of expiry of your AMFI exam certificate / Refresher Course certificate.
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