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National Institute of Securities Markets

Communiqué/Press Release

NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination

NISM/Certification/Series-XIV: Internal Auditors/2020/01 dated August 17, 2020

 

This is with reference to NISM/Certification/Series-XIV: Internal Auditors/2015/01 dated June 19, 2015, specifying that NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination as the requisite standard for Auditors (who are chartered accountants, company secretaries or cost and management accountants as mentioned in SEBI Circular no. MRD/DMS/Cir-29/2008 dated October 21, 2008) and/or its employees or partners signing the internal audit report.

 

The examination is being offered to the candidates since June 20, 2015 and is being updated yearly for product and regulatory changes. In order to incorporate market and regulatory changes, NISM has updated the NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination. The updated NISM-Series-XIV: Internal Auditors Certification Examination will be launched with effect from September 29, 2020.

 

The NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination with its current content (as per the existing test objective and workbook) will be available to the candidates till September 28, 2020 and will be replaced by the updated examination (as per the revised test objective and workbook) from September 29, 2020.

 

Details of the updated examination can be downloaded from the website of NISM.

Details of the updated NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination is given in Annexure-I and Annexure-II of this communiqué/press release.

The text of these Annexures and the registration details are available at www.nism.ac.in.

 

 

-sd-

Sunil Kadam

Registrar

National Institute of Securities Markets

 

Enclosures: Annexure I and Annexure II

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