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NISM-capital markets

 

NISM has conducted 12 days programme for Probationary officers of ICLS on ‘‘Understanding Securities Laws’’ held during 29 July – 09 August 2019 at NISM Campus, Patalganga.

 

NISM-capital markets

 

The programme was inaugurated by Dr. M. Thenmozhi, former Director, NISM & Prof.K.Sukumaran, Dean (SIEFL & SSE).

 The overview of training programme was given by Dr.Rajesh Kumar,Associate Professor,NISM. Total 8 officers have attended the training programme.

 The programme was aimed to make the participants aware about the various topics pertaining to the Securities Law.

 The programme was a blend of classroom & Hands on sessions.

 

1) Classroom Sessions

 

NISM-capital markets

 

2) Hands On Session – Trading in Simulated Environment

 

NISM-capital markets

 

3) Exchange Visits

 

NISM-capital markets

 

The following areas/topics were covered during the programme:

 

S.No.

Session

Speakers

1

Programme Outline and Brief Presentation on NISM

Dr. Rajesh Kumar

2

Evolution of Indian Securities Markets

Dr. Nitin Tike,NISM

3

Indian Secondary Markets

4

Power and functions of SEBI

Mr. Ranganayakulu, Former Executive Director - Law, SEBI

5

Indian Primary Market for equities and Public Issues of equity

Mr. Ashok Singh, BSE

6

Listing Regulations and Enforcement

7

Products in Indian Securities Markets

Mr. Ritesh Nandwani, Member of Faculty, NISM

8

Fixed Income Securities

9

Alternative Investment Funds

Mr. Jainendra Shandilya, Member of Faculty, NISM

10

Mutual Fund Structure – regulations and growth

Mr. Balakrishna Kini, Dy. Chief Executive, Association of Mutual Funds in India

11

Fund Management; ETF structure for PSU divestment

12

CIS and Deemed Public Issue

Mr. M. Krishnamoorthy, Member of Faculty, NISM

13

Basics of Derivatives

Mr. Ramaseshan, Former Managing Director, NCDEX

14

Basics of Commodity Derivatives

Mr. Ramaseshan, Former Managing Director, NCDEX

15

Trading in Simulated Environment

Mr.Meraj Inamdar

16

Market Infrastructure Institutions and Risk Management

Mr. Sanjay Purao, GM, SEBI

17

Margins on trading; clearing and settlement of trades, Settlement Guarantee

Mr. Sachin Shetty

18

Depositories Act, Depository System in India

Dr V. R. Narasimhan Dean, SRSS & SCG, NISM

19

Creative Accounting and financial statement Analysis

Dr.Abhay Nagale

20

Financial Planning

Prof. K.Sukumaran, (SIEFL & SSE)

21

SEBI Perspectives on Mergers and Acquisitions

Mr. Narendra Rawat, GM, SEBI

22

SEBI Perspectives on Buy Back and Delisting

23

Surveillance at Exchanges

Mr. Avishkar Naik, Vice President -Surveillance, NSE

24

Empowering SEBI for an evolving securities markets

SEBI official

25

Focus on Filing by listed entities

NSE official

26

Focus on clearing and settlement of commodities

MCX official

27

Take Over Regulations

Ms. Shailashri Bhaskar, Consultant

28

National Pension Scheme (NPS)

Mr. Balaram Bhagat, CEO, UTI Retirement Solutions Limited**

29

Prosecution and recovery

Mr.D.V.Sekhar,GM,SEBI

30

Case Laws

31

Investor grievance redressal and alternative dispute resolution

Ms.Dinaz Shroff ,Chief Manager NSE

32

Surveillance at SEBI

Mr.Sunil Kadam ,Registrar NISM

33

E-Voting- Process and mechanism

Ms. Khilona ,NSDL

34

Corporate Governance Issues – Investor perspectives

Mr.Shobjit Jaju

35

Investigation Related to Securities Markets Violations

Mr. V. S. Sundaresan, CGM, SEBI

36

SEBI (PIT) Regulations, 2015

4) Valedictory Ceremony

 

NISM

 

The valedictory address was given by Dr.V.R.Narasimhan, Dean & Professor of Practice (SRSS &SCG). Mr.Jayant Arya, Deputy Director, ICLS also addressed the participants . The programme was well received by the participants and at last all participants were given Certificate of Participation.

 

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