NISM Series-III-B: Issuers Compliance Certification Examination
Discontinuation of NISM-Series-III-B: Issuers Compliance Certification Examination w.e.f. April 1, 2023.
The examination aims to enable a better understanding of various compliances which needs to be adhered to by associated persons working as compliance officers in listed companies.
On successful completion of the examination, the candidate should:
- Know the role and responsibilities of a Compliance officer of a listed company
- Understand the various avenues for raising funds from the Indian and global market and the various compliance requirements for the same
- Know the laws and regulations that need to be adhered to by a public company with respect to issues, corporate actions, and day-to-day compliance requirements.
- Know the various penalties for non-compliance with regulations and requirements as specified in various Regulations
The examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score for the examination is 60%. There shall be negative marking of 25% of the marks assigned to a question.
Name of Module: NISM-Series-III-B: Issuers Compliance Certification Examination
*: Negative marking – 25% of the marks assigned to the question
+Payment gateway charges extra.
# Passing Certificate will be issued only to those candidates who have furnished/ updated their Income Tax Permanent Account Number (PAN) in their registration details.