(NISM)

The National Institute of Securities Markets (NISM) is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. The institute carries out a wide range of capacity building activities at various levels aimed at enhancing the quality standards in securities markets.

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June 23, 2018 | Mumbai

The School for Corporate Governance (SCG) of the National Institute of Securities Markets (NISM) conducted a One Day Training Programme for Auditors of S R Batliboi & Company at Mumbai on June 23, 2018.

The Securities Market Regulator – SEBI has recently fine-tuned the corporate governance framework of listed companies by amending the provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR). This was based on the recommendations of the Committee on Corporate Governance (Uday Kotak Committee) set up by SEBI. The objective of the Training Programme was to make the auditors of the firm understand the nuances of the recent amendments to SEBI LODR.

Ms. Archana Warti, Associate Director, S R Batliboi & Company, welcomed the participants to the Training Programme and requested them to take benefits out of the expertise and experience of the faculties.

Shri M Krishnamoorthy, Member of Faculty & In-charge, NISM-SCG, gave an overview of the principles of corporate governance and dwelt upon the Evolution of Corporate Governance framework – both in India and at the global level.

Shri Pradeep Ramakrishnan, Deputy General Manager, SEBI, elucidated the participants with the nitty-gritties of the Uday Kotak Committee Recommendations and subsequent amendment to the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Shri Pranjal Srivastava, Senior Vice President & Head Equity Capital Markets, ICICI Securities Ltd and his Team enlightened the participants about the compliance requirements under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 through aninvestment banking perspective.

Certificate of Participation was issued to all the participants at the end of the programme.

The programme concluded with a Vote of Thanks.

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