RTA – Corporate

NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate Certification Examination

The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the corporate R&T function, in order to enable better quality investor service, operational process efficiency and risk controls. 

Examination Objectives

On successful completion of the registrar and transfer agents exam, the candidate should:

• Know the basics of securities and securities markets

• Understand broadly the role and functions of the RTAs in the corporate securities issuance and transaction process.

• Know the regulatory environment in which the RTAs operate in India.

Assessment Structure

The Examination will consist of 100 questions of 1 mark each adding to 100 marks. The examination should be completed in 2 hours. There shall be no negative marking. The passing score for the registrar and transfer agents examination will be 50 marks. 

Test Details:

Name of Module: NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents – Corporate Certification Examination 

*No Negative Marking.
+ Payment gateway charges extra.
#Passing Certificate will be issued only to those candidates who have furnished/ updated their Income Tax Permanent Account Number (PAN) in their registration details.