Financial Market Regulations

The program on “Financial Market Regulations” was organised by NISM for the Indian Revenue Service (IRS) Officers on the request from National Academy of Direct Taxes (NADT), Nagpur. The program, a workshop cum exposure visit, was attended by 115 officers from IRS between March 18-22, 2013 at Navi Mumbai.

The program started with a session on ‘Securities Markets’ followed by sessions on ‘Regulatory Environment in Securities Market’, ‘Role of Intermediaries in Securities Markets’, ‘Regulatory Environment in Banking Market’, ‘Risk Management in Securities Market’, ‘Banking Operations – An Overview’, and many more. The participants visited SEBI, RBI, BSE, NSE and NSDL wherein they got an exposure to the functioning of each organisation.