Inaugural of Induction Programme for Newly Recruited Officers of SEBI – Batch 3 | April 18, 2022 | NISM Campus, Patalganga
The School for Regulatory Studies and Supervision (SRSS) of National Institute of Securities Markets (NISM) is conducting the an 18-day Induction Programme for the third batch of newly recruited Grade ‘A’ Officers of Securities and Exchange Board of India (SEBI) from April 18 to May 7, 2022 at NISM Campus, Patalganga.
The programme is aimed at capacity building of SEBI Officers by providing them with vital inputs on various aspects of the securities markets.
The inaugural event for the Programme was held on April 18, 2022. Shri M. Krishnamoorthy, Member of Faculty, welcomed the dignitaries and the participating Officers.
Mr. Pankaj Kumar Mishra, Director, Financial Intelligence Unit addressed the officers on Investigating Financial Crimes through video conferencing. Mr. Mishra kick-started the programme by discussing the importance of various financial institutions, regulators and investigating agencies and also the mutual coordination amongst the agencies to combat and curb the financial crimes and terrorist financing in India and across the globe. He talked at length about the Financial Action Task Force (FATF) which was formed to develop policies to combat money laundering and also the terrorist financing. He also discussed the various types of reports including the Suspicious Transaction Report (STR), which helps in gathering background information about financial crimes.
Dr. CKG Nair, Director, NISM, addressed the participants and shared his insights on Perspectives on Financial Market Regulations. Director-NISM gave various examples to provide 360-degree perspective of financial sector regulations and their implications. He also dwelt upon the role of technology in enhancing regulatory oversight of financial markets. He also touched upon prudential regulation vs conduct regulations, complexities of the financial markets and efforts required to make systematic changes to overcome these barriers.
Dr. Nitin Tike, General Manager, NISM took a session on Understanding Financial Markets & Evolution of Securities Markets wherein he discussed the major sectors of financial markets, the growth and journey of securities markets since 1875 and the current issues & challenges.
Dr. V Shunmugam, Head – Commodities Education Cell addresses the officers on the topic of Importance of Savings & Investments for Economic Development and Growth. He discussed the various determinants of savings, latest trends in bank deposit and credit, financial savings, Transformation in Indian Capital Market and Soft Monetary Policy Regime.
The programmme was attended by 51 SEBI Officers and they benefitted from the deliberations.
The programme concluded with a vote of thanks.
The School for Regulatory Studies and Supervision (SRSS) of National Institute of Securities Markets (NISM) has been conducting the Induction Programme for the newly recruited Grade ‘A’ Officers of Securities and Exchange Board of India (SEBI) from April 18 to May 7, 2022, at its state-of-the-art Patalganga Campus, near Mumbai.
As part of the Programme, Shri V S Sundaresan, Executive Director, SEBI, addressed the newly Recruited SEBI Officers on the topic “Transition from Classroom to Boardroom – Indispensable Skills” and shared his valuable insights.
In his address, Shri Sundaresan spoke about the versatile management skills required for meeting the challenges of the 21st century. He guided the young officers to think out of the box, exercise professionalism and convert adversity into opportunity. He also advised the young officers to ensure an appropriate harmony between professional life and personal life.
The School for Regulatory Studies and Supervision (SRSS) of National Institute of Securities Markets (NISM) successfully conducted an 18-day Induction Programme for the 3rd batch of newly recruited Grade ‘A’ Officers of Securities and Exchange Board of India (SEBI) from April 18 to May 7, 2022 at NISM Campus, Patalganga, near Mumbai.
Shri Manoj Kumar, Executive Director, SEBI, delivered the valedictory address and shared his insights with the participants about the benefits of a Unified Regulatory Approach for ease of doing business. In his address, he also emphasised about the importance of ethics & integrity and wished all the young Offices a successful career in SEBI.
Shri Manoj Kumar handed over the “Certificate of Participation” to all the participants.
The programme concluded with a Vote of Thanks by Shri M Krishnamoorthy, Programme Director- SRSS & Member of Faculty, NISM.