“Interactive Session for Auditors on Securities Law” December 12, 2018 | Chennai - National Institute of Securities Markets (NISM)
(NISM)

The National Institute of Securities Markets (NISM) is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. The institute carries out a wide range of capacity building activities at various levels aimed at enhancing the quality standards in securities markets.

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Last Updated on: December 29, 2020

The School for Corporate Governance (SCG) of the National Institute of Securities Markets (NISM) conducted an Interactive Session for Auditors of S R Batliboi & Company at Chennai on December 12, 2018.

Mr.Rajiv Sawhney & Mr.Govind, Partners, S R Batliboi & Company, introduced the faculty members and requested the participants to take benefits out of the expertise and experience of the faculties.

Mr.D.V.Sekhar, General Manager, SEBI, made a detailed presentation on the Enforcement Process at SEBI and appraised the participants about the issues & challenges in enforcement with practical insights.

Mr. M Krishnamoorthy, Member of Faculty & In-charge, NISM-SCG, took a Session on SEBI (Prohibition of Insider Trading) Regulations, 2015. He elucidated the nuances of the Regulations with illustrative case studies.

Mr.S.Balasubrahmanyam, Partner, S R Batliboi & Company delivered the Vote of Thanks.

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