NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate Certification Examination

Revised Launch of NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents – Corporate Certification Examination w.e.f. April 13, 2024.

The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the corporate R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.

Examination Objectives

On successful completion of the registrar and transfer agents exam, the candidate should:

Know the basics of securities and securities markets
Understand broadly the role and functions of the RTAs in the corporate securities issuance and transaction process.
Know the regulatory environment in which the RTAs operate in India.

Assessment Structure

The Examination will consist of 100 questions of 1 mark each adding to 100 marks. The examination should be completed in 2 hours. There shall be no negative marking. The passing score for the registrar and transfer agents examination will be 50 marks.

Test Details:

Name of Module: NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents – Corporate Certification Examination

*No Negative Marking.
+ Payment gateway charges extra.
#Passing Certificate will be issued only to those candidates who have furnished/ updated their Income Tax Permanent Account Number (PAN) in their registration details.