NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents – Mutual Fund Certification Examination

Revised Launch of NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents – Mutual Fund w.e.f. August 21, 2024.

The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the mutual fund R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.

Examination Objectives

On successful completion of the registrars and transfer agents examination, the candidate should:

Know the basics of securities and securities markets
Understand broadly the role and functions of the RTAs in the mutual fund issuance and transaction process.
Know the regulatory environment in which the RTAs operate in India.

Assessment Structure

The registrars and transfer agents examination will consist of 100 questions of 1 mark each, adding to 100 marks. The examination should be completed in 2 hours. There shall be no negative marking. The passing score for the examination will be 50 marks.

Test Details:

Name of Module: NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents – Mutual Fund Certification Examination

*No Negative Marking.
+ Payment gateway charges extra.
# Passing Certificate will be issued only to those candidates who have furnished/ updated their Income Tax Permanent Account Number (PAN) in their registration details.