|School for Regulatory Studies and Supervision (SRSS)|
SRSS organizes executive education for officers of SEBI, stock exchanges, government officers, depositories, capital markets division of the ministry and participants of capital markets from other jurisdictions including SAARC nations and IOSCO nations.
SRSS also initiated training programmes for Internal Auditors of Stock Brokers. SRSS organizes round table for mutual fund trustees.
The school has also undertaken a project "Securities Market Simulator" which simulates the working of securities markets to facilitate training and research activities on Indian markets.
Events conducted in 2013
Workshop for Trustees of Mutual Funds and Independent Directors of AMCs
NISM conducted the Workshop for Trustees of Mutual Funds and Independent Directors of Asset Management Companies on Thursday, the 29th of August, 2013. Shri U. K. Sinha, Chairman of Securities and Exchange Board of India and Board of Governors of NISM was the chief guest for the event.
Shri Sandip Ghose, Director, NISM welcomed the participants.
Shri Sandip Ghose welcoming the participants.Shri. U. K. Sinha is seated towards right
Shri U. K. Sinha delivered the inaugural address and dwelt upon the role of Trustees of Mutual Funds and Independent Directors of Asset Management Companies and the challenges faced by the Mutual Fund Industry.
Shri U. K. Sinha delivering the inaugural address at the event in Hotel Trident, Nariman Point, Mumbai
In the first technical session on “The Economic Landscape and Challenges for the Indian Mutual Fund Industry”, Shri Madan Sabnavis, Chief Economist, Care Ratings and Shri Dhirendra Kumar, CEO, Value Research addressed the participants.
Shri Dhirendra Kumar addressing participants.Shri Madan Sabnavis, Chief Economist, Care Ratings seated to right during the first session.
In the second technical session on “Investor Services and Communication”, Shri N. K. Prasad, President and CEO, CAMS and Shri V. Ganesh, CEO, Karvy Computershare apprised the participants on the subject and also explained how technology can best be put to use for the benefit of the investors.
From left: Sunder Ram Korivi, Dean - NISM introducing the panel, N. K. Prasad, President & CEO, CAMS and Shri V. Ganesh, CEO, Karvy Computershare in the second technical session
Third technical session was a panel discussion on “Discharging Fiduciary Duties” moderated by Shri H. N. Sinor, CEO, AMFI. The participants to the panel discussion were Shri Ananta Barua, Executive Director, SEBI and Ms. Monika Halan, Editor, Livemint.
The technical panel composed of Shri Ananta Barua, Executive Director, SEBI(Far Left) and Ms. Monika Halan, Editor, Livemint(Far Right) discussing “Discharging Fiduciary Duties” with Shri H. N. Sinor, CEO, AMFI (Middle) moderating the session
Shri S. Raman, Whole Time Member, SEBI made the closing remarks at the event.
Shri S. Raman Whole Time Member, SEBI summed up the discussion with his insights on the future of the Mutual Fund Industry.
Senior Trustees and Independent Directors of Fund Houses participating in the event
The event saw wide participation from the senior Trustees and Independent Directors of Fund Houses.
MDP on Finance for Non Finance Executives
Shri G. P. Garg, Registrar addressing the participants of the program. Shri. Sunder Ram Korivi, Dean – SSE and SSIR and Dr. K. Sukumaran, Dean – SIEFL and SRSS respectively are seated to the right.
The School for Regulatory Studies and Supervision organised a Management Development Program on FINANCE FOR NON FINANCE EXECUTIVES, wherein 19 participants attended the programme. The programme was conducted during September 5-7, 2013 at NISM Premises, Vashi. The programme was inaugurated by Shri G. P. Garg, Registrar, NISM. Shri Sunder Ram Korivi, Dean, NISM, designed and served as the Chief Trainer for the programme. The topics discussed and debated during the three days programme included Introduction to Finance, Financial Statements, Cost Analysis, CVP relationship, Working Capital Requirements, Long term Investments, Financial Appraisal and Overview of Securities Markets. Prof. Rachappa Shette, Shri K Sukumaran and Shri Nitin Tike handled sessions. Towards the end, the participants have briefed the key learnings from the programme.
Participants of the MDP on Finance for Non-Finance Executives
Refresher Programme in Securities Markets
Shri G. P. Garg, Registrar, addressing the participants of the program on the Securities Markets. Dr. K. Sukumaran, Dean – SIEFL and SRSS and Shri. Nitin Tike, SVP – Financial Literacy respectively are seated to the right.
A five days programme on SECURITIES MARKETS was held in NISM Premises, Vashi during October 21-25, 2013. The programme was attended by 22 participants. The programme got kicked off with the inaugural session attended by Shri G.P. Garg, Registrar, Shri K. Sukumaran, Dean, and Shri Nitin Tike, Senior Vice President, NISM.
Shri Sandip Ghose, Director, NISM distributing the participation certificates to the participants
The programme was designed in such a way that the participants would derive a deep knowledge on the functioning of securities markets. The sessions included an overview of the primary market and secondary market; securities market regulations; functioning of various intermediaries – stock exchanges, depositories, clearing and settlement houses, etc; foreign investment; venture capital; mutual funds, mergers and acquisitions; portfolio management services; surveillance, derivatives, fixed income securities, fundamental analysis, technical analysis etc. A live trading session was demonstrated through a simulation at ITM Institute of Financial Markets, Navi Mumbai. The programme got over on 25 October 2013 with valedictory address by Shri Sandip Ghose, Director, NISM.
Programme on International Financial Reporting Standards
NISM has organised a One day workshop on International Financial Reporting Standards for SEBI Officers and two such workshops were held on 31st October 2013 and 1st November 2013 respectively at NISM premises, Vashi.
Participants of the workshop on International Financial Reporting Standards held on 31st October, 2013
Convergence to IFRS is a challenge for Indian companies and organisations are preparing a roadmap for compliance with the standards. The objective of the programme was to familiarise the concepts to the participants of the workshop.
Participants of the workshop on International Financial Reporting Standards held on 1st November, 2013
The key speakers for the programme were Shri P R Ravimohan, Chief General Manager, Reserve Bank of India, Shri Aman Bhargava from Grant Thornton, V Venkataramanan, from KPMG, A Pednekar from M P Chitale & Company, Ajay Mittal from ICICI Bank and Kalpesh Mehta from Deloitte.
Events conducted in March, 2012Leading into the Future
NISM in partnership with the Indian School of Business (ISB), Hyderabad organized a two day MDP for the Senior Officers of SEBI viz., the Executive Directors and Chief General Managers at the ISB Campus on the 12th and 13th of March, 2012 on “Leading Into the Future”. The facilitator for the event was Prof. Anton Musgrave, Joint CEO FutureWorld SA and Partner, FutureWorld International.
This MDP was inaugurated by Mr. R.K.Agarwal, WTM, SEBI and the valedictory address was delivered by Mr. Prashant Saran, WTM, SEBI. The MDP was rated very well by the participants very well. The group photograph taken on the occasion is displayed.