Continuing Professional Education
National Institute of Securities Markets (NISM) performs two functions delegated to it under the Securities and Exchange Board of India (Certification of Associated Persons in Securities Markets) SEBI (CAPSM) Regulations, 2007. They are:
- Offering mandatory Certification Examinations for associated persons in the securities market intermediaries
- Offering Continuing Professional Education (CPE) Programs for associated persons in the securities market intermediaries
Upon expiry of the validity of the certificate possessed by an associated person, the certificate shall be re-validated by passing the relevant NISM Certification Examination before the expiry of the existing certificate or by successfully completing a program of relevant one day ‘Continuing Professional Education (CPE)’ as may be specified by NISM during 12 months preceding the date of expiry of the certificate.
The certificate will be re-validated for a period of three years from the date of expiry of the existing certificate.
Click on the links below to find out more about NISM CPE Programs:
NISM Series-I: Currency Derivatives
NISM Series-II-A: RTA- Corporate
NISM Series-II-B: RTA – Mutual Funds
NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund)
NISM Series-IV: Interest Rate Derivatives
NISM Series-V-A: Mutual Fund Distributors (Also available in Electronic mode)
NISM Series-V-B: Mutual Fund Foundation
NISM Series-VI: Depository Operations
NISM Series-VII: Securities Operations and Risk Management
NISM Series-VIII: Equity Derivatives (Also available in Electronic mode)
NISM Series-IX: Merchant Banking
NISM Series-X-A: Investment Advisor (Level 1)
NISM Series-X-B: Investment Advisor (Level 2)
NISM Series XIII: Common Derivatives CPE
