NISM-Series-III-C: Securities Intermediaries Compliance (Fund) Certification Examination

Communiqué/Press Release

NISM/Certification/Series-III-C: Securities Intermediaries Compliance (Fund) Certification Examination /2025/01/November 20, 2025

NISM announces the launch of NISM-Series-III-C: Securities Intermediaries Compliance (Fund) Certification Examination as the requisite standard for the compliance officer/s and other person/s engaged in compliance-related activities with any intermediary registered with SEBI as Mutual Funds, Alternative Investment Funds (AIFs), Real Estate Investment Trusts (REITs), and Infrastructure Investment Trusts (InvITs).

NISM-Series-III-C: Securities Intermediaries Compliance (Fund) Certification Examination will be available to the candidates with effect from November 24, 2025.

Information regarding the NISM-Series-III-C: Securities Intermediaries Compliance (Fund) Certification Examination is available on the NISM website under the NISM Certification Tab. Study material for candidates will be available for download starting November 20, 2025, under the Study Material section of the NISM website.

Details of the NISM-Series-III-C: Securities Intermediaries Compliance (Fund) Certification Examination are given in Annexure-I and Annexure-II of this Communiqué/Press Release.

The text of these Annexures and the registration details are available at www.nism.ac.in

–Sd–

Yogita Jadhav

Registrar

National Institute of Securities Markets

Enclosures: Annexure I and Annexure II