Revision of NISM-Series-II-A: RTA-Corporate Certification Examination w.e.f November 16, 2016
The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the corporate R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.
On successful completion of the examination the candidate should:
- Know the basics of securities and securities markets
- Understand broadly the role and functions of the RTAs in the corporate securities issuance and transaction process.
- Know the regulatory environment in which the RTAs operate in India.
The Examination will consist of 100 questions of 1 mark each adding to 100 marks. The examination should be completed in 2 hours. There shall be negative marking of 25% of the marks assigned to a question. The passing score for the examination will be 50 marks.
Name of Module: NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents - Corporate Certification Examination
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* Negative marking – 25% of the marks assigned to the question.
+ Payment gateway charges extra.
#Passing Certificate will be issued only to those candidates who have furnished/ updated their Income Tax Permanent Account Number (PAN) in their registration details.