(NISM)

The National Institute of Securities Markets (NISM) is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. The institute carries out a wide range of capacity building activities at various levels aimed at enhancing the quality standards in securities markets.

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NISM has organized a 2-week Programme for Personal Officers of Ministry of Finance, Government of Bangladesh and Bangladesh Securities and Exchange Commission (BSEC) during November 19-December 04, 2018 at NISM Campus, Patalganga

The programme was inaugurated by Mr. K. Sukumaran, Dean, NISM. The participants were welcomed by the Programme Director, Mr. Jitendra Kumar, Member of Faculty, NISM.

The participants consist of 12 Personal Officers of BSEC and 2 Personal Officers of Ministry of Finance, Government of Bangladesh.

The programme aimed at providing an overview of Indian Securities Markets as well as effective office management. The programme included classroom sessions, activity-based learning and learning at Finance Lab.

The following topics/areas were covered during 2-week training sessions.

Topics/AreaFaculty
Overview of the Programme, Expectation of participants from the programme & Presentation on NISM and facilities at NISM CampusMr. Jitendra Kumar, Member of Faculty, NISM
Evolution of Indian Securities MarketsMr. Jitendra Kumar, Member of Faculty, NISM
Indian Financial MarketMr. Partha Sinha, National Financial Market Editor, Times of India
Effective CommunicationMr. Partha Sinha, National Financial Market Editor, Times of India
Role and Functions of Market Infrastructure Institutions:
Stock Exchange, Clearing Corporation and Depositories
Mr. Bithin Mahanta, DGM, SEBI
Products in Indian Securities MarketMr. Hitesh Sethia, Consultant
Indian Secondary Market and Understanding Order Matching SystemMr. Hitesh Sethia, Consultant
Indian Primary MarketMr. Vishal Shukla, Member of Faculty, NISM
Investor Protection and Grievance Redressal Mechanism at SEBIMr. Jitendra Kumar, Member of Faculty, NISM
Hands on Session in simulated environment at Finance LabDr. Latha Chari, Professor, NISM and Team
Fixed Income SecuritiesDr. Abhay Nagale, Associate Professor, NISM
Effective communicationMs. Charu Sabnavis, Director, Delta Learning
Microsoft Word & Basic Excel TrainingTrainer from Anunta Technology Management Services Ltd.
Office Management for Personal OfficersMr. M. Krishnamoorthy, Member of Faculty, NISM
Role and Functions of Personal Officers-Experience SharingMs. Infanta Conceicao, Private Secretary (PS) to WTM, SEBI
Surveillance and InvestigationMr. Sunil Kadam, Registrar, NISM
Collective Investment Schemes (CIS) and Deemed Public IssueMr. Partha Sinha, National Financial Market Editor, Times of India
Effective CommunicationMr. Vishal Shukla, Member of Faculty, NISM
Mutual FundsMr. Vishal Shukla, Member of Faculty, NISM
EnforcementMr. D. V. Sekhar, GM, SEBI
Securities Regulations in India v/s USADr. Rajesh Kumar, Assistant Professor, NISM
Behavioural FinanceMr. Jitendra Kumar, Member of Faculty, NISM
Financial planning – A life skillMr. Jitendra Kumar, Member of Faculty, NISM
Valedictory Session and Awarding the CertificatesMr. Sunil Kadam, Registrar, NISM

Some of the unique aspects of the programme are as under:

  • Exposure Visit to RBI Museum, BSE and SEBI
  • Sight-seeing of South Mumbai

The valedictory session was done by Mr. Sunil Kadam, Registrar, NISM and and Mr. Jitendra Kumar, Programme Director. All participants were awarded the Certificate of Participation by Mr. Sunil Kadam, Registrar, NISM. They were given a copy of group photograph, course material and NISM certification series books as well.

The training program was liked and appreciated by all participants.

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