
The Workshop on “A Comprehensive Overview of Securities Markets” was held during June 08-12, 2015 at NISM Bhavan, Navi Mumbai for the IES Officers. The prime objective of workshop was to give an overview of Securities market and allied areas including concepts, processes and regulations of Securities Market.
The topics discussed includes Evolution and Current Status of Indian Securities Market, Concepts and Terminologies, Primary and Secondary Markets, Intermediaries, Scams, Regulation and Supervision of Intermediaries, Insider Trading, Pooled Investment Vehicles (MF, CIS, AIF, REITs and InvITS), High Frequency and Algo Trading, Derivatives, Handling of Investors Grievances in SEBI, Corporate Governance.
Participants had also visited Bombay Stock Exchange and Central Depository Services Limited for understand the functioning of Stock Exchanges and Depositories.
Participants were also exposed to live stock trading session through Finance Lab at NISM.
The Speakers were the persons of eminence including Senior Professionals having experience of handling key positions in SEBI. The program got inaugurated in the hands of Shri V.S. Sunderesan, CGM, SEBI and Shri Sahil Malik, Faculty, NISM and Valedictory address delivered by Shri G.P. Garg, Registrar, NISM
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