March 28, 2014
National Institute of Securities Markets Communiqué/Press ReleaseNISM-Series-III-B: Issuers Compliance Certification ExaminationNISM/Certification/NMD/Series-III-B: IC/2014/01 dated March 28, 2014
National Institute of Securities Markets (NISM) announces the launch of NISM-Series-III-B: Issuers Compliance CertificationExamination as the requisite standard for all associated persons working as compliance officers in listed companies.
Further to the aforementioned category of persons, the examination shall also be open to all.
The NISM-Series-III-B: Issuers Compliance Certification Examination, offered by NISM, will be available from May 17, 2014.
Details of NISM-Series-III-B: Issuers Compliance Certification Examination are given in Annexure-I and Annexure-II attached to this communiqué/press release.
The text of these Annexures and the registration details are available at www.nism.ac.in.–sd– G. P. GargRegistrarNational Institute of Securities Markets Copy to:
Executive Director, MIRSD, SEBI
Enclosures:
1) Annexure I2) Annexure II
NISM/Certification/ NISM-Series-XXV-B: Persons Associated with Investment Advice (Sales and Other Non-Core Services) Certification Examination/2026/01 dated May 18, 2026.
SEBI Circular for NISM Series XXV-A: Persons Associated with Research Services (Sales and Other Non-Core Services) Certification Examination dated March 11, 2026
NISM/Certification/ NISM Series XXIII – Social Impact Assessors Certification eCPE Program /2026/01 dated March 02, 2026.
NISM/Certification/ NISM-Series-XXV-A: Persons Associated with Research Services (Sales and Other Non-Core Services) Certification Examination/2026/01 dated January 30, 2026.
NISM/Certification/AIF Managers CPE/2026/01 dated January 30, 2026
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