NISM/Certification/NMD/Series-III-B: Issuers Compliance/2021/01/Dated February 22, 2021

National Institute of Securities Markets

Communiqué/Press Release

NISM-Series-III-B: Issuers Compliance Certification Examination

NISM/Certification/NMD/Series-III-B: Issuers Compliance/2021/01/Dated February 22, 2021

This is with reference to NISM/Certification/NMD/Series-III-B: IC/2014/01/Dated March 28, 2014, specifying NISM-Series-III-B: Issuers Compliance Certification Examination as the requisite standard for requisite standard for all associated persons working as compliance officers in listed companies.

The examination is being offered to the candidates since May 17, 2014 and is being updated yearly for product and regulatory changes. In order to incorporate market and regulatory changes, NISM has updated the NISM-Series-III-B: Issuers Compliance Certification Examination. The updated NISM-Series-III-B: Issuers Compliance Certification Examination will be available to candidates with effect from April 6, 2021.

The NISM-Series-III-B: Issuers Compliance Certification Examination with its current content (as per the existing test objective and workbook) will be available to the candidates till April 5, 2021 and will be replaced by the updated examination (as per the revised test objective and workbook) from April 6, 2021.

Details of the updated examination can be downloaded from the website of NISM.

Details of the updated NISM-Series-III-B: Issuers Compliance Certification Examination is given in Annexure-I and Annexure-II of this communiqué/press release.

The text of these Annexures and the registration details are available at www.nism.ac.in.

-sd-

Sunil Kadam

Registrar

National Institute of Securities Markets

Enclosures: Annexure I and Annexure II