Programme on 'Understanding Indian Securities Laws' for Probationary Officers of ICLS - National Institute of Securities Markets (NISM)

NISM has conducted 12 days programme for Probationary officers of ICLS on ‘‘Understanding Securities Laws’’ held during 29 July – 09 August 2019 at NISM Campus, Patalganga.

The programme was inaugurated by Dr. M. Thenmozhi, former Director, NISM & Prof.K.Sukumaran, Dean (SIEFL & SSE).

The overview of training programme was given by Dr.Rajesh Kumar,Associate Professor,NISM. Total 8 officers have attended the training programme.

The programme was aimed to make the participants aware about the various topics pertaining to the Securities Law.

The programme was a blend of classroom & Hands on sessions.

1) Classroom Sessions

2) Hands On Session – Trading in Simulated Environment

3) Exchange Visits

The following areas/topics were covered during the programme:

S.No.	Session	Speakers
1	Programme Outline and Brief Presentation on NISM	Dr. Rajesh Kumar
2	Evolution of Indian Securities Markets	Dr. Nitin Tike,NISM
3	Indian Secondary Markets
4	Power and functions of SEBI	Mr. Ranganayakulu, Former Executive Director – Law, SEBI
5	Indian Primary Market for equities and Public Issues of equity	Mr. Ashok Singh, BSE
6	Listing Regulations and Enforcement
7	Products in Indian Securities Markets	Mr. Ritesh Nandwani, Member of Faculty, NISM
8	Fixed Income Securities
9	Alternative Investment Funds	Mr. Jainendra Shandilya, Member of Faculty, NISM
10	Mutual Fund Structure – regulations and growth	Mr. Balakrishna Kini, Dy. Chief Executive, Association of Mutual Funds in India
11	Fund Management; ETF structure for PSU divestment
12	CIS and Deemed Public Issue	Mr. M. Krishnamoorthy, Member of Faculty, NISM
13	Basics of Derivatives	Mr. Ramaseshan, Former Managing Director, NCDEX
14	Basics of Commodity Derivatives	Mr. Ramaseshan, Former Managing Director, NCDEX
15	Trading in Simulated Environment	Mr.Meraj Inamdar
16	Market Infrastructure Institutions and Risk Management	Mr. Sanjay Purao, GM, SEBI
17	Margins on trading; clearing and settlement of trades, Settlement Guarantee	Mr. Sachin Shetty
18	Depositories Act, Depository System in India	Dr V. R. Narasimhan Dean, SRSS & SCG, NISM
19	Creative Accounting and financial statement Analysis	Dr.Abhay Nagale
20	Financial Planning	Prof. K.Sukumaran, (SIEFL & SSE)
21	SEBI Perspectives on Mergers and Acquisitions	Mr. Narendra Rawat, GM, SEBI
22	SEBI Perspectives on Buy Back and Delisting
23	Surveillance at Exchanges	Mr. Avishkar Naik, Vice President -Surveillance, NSE
24	Empowering SEBI for an evolving securities markets	SEBI official
25	Focus on Filing by listed entities	NSE official
26	Focus on clearing and settlement of commodities	MCX official
27	Take Over Regulations	Ms. Shailashri Bhaskar, Consultant
28	National Pension Scheme (NPS)	Mr. Balaram Bhagat, CEO, UTI Retirement Solutions Limited**
29	Prosecution and recovery	Mr.D.V.Sekhar,GM,SEBI
30	Case Laws
31	Investor grievance redressal and alternative dispute resolution	Ms.Dinaz Shroff ,Chief Manager NSE
32	Surveillance at SEBI	Mr.Sunil Kadam ,Registrar NISM
33	E-Voting- Process and mechanism	Ms. Khilona ,NSDL
34	Corporate Governance Issues – Investor perspectives	Mr.Shobjit Jaju
35	Investigation Related to Securities Markets Violations	Mr. V. S. Sundaresan, CGM, SEBI
36	SEBI (PIT) Regulations, 2015

4) Valedictory Ceremony

The valedictory address was given by Dr.V.R.Narasimhan, Dean & Professor of Practice (SRSS &SCG). Mr.Jayant Arya, Deputy Director, ICLS also addressed the participants . The programme was well received by the participants and at last all participants were given Certificate of Participation.