Shortlisting of agencies for hiring of cars for various usage of NISM

National Institute of Securities Markets (NISM) invites applications for shortlisting of agencies for hiring of cars for various usage of NISM. The estimated cost of the work is Rs. 40 Lakh per annum.

For the purpose of movement of its staff, guest, students and support staff, NISM intends to shortlist eligible agencies for hiring of cars for various usage (onmonthly as well as day to day basis).

Closure Date : 16^th July 2021 by 17:30 Hrs

EXPRESSION OF INTEREST FOR UPGRADING THE EXISTING HOSTING PLATFORM AT NISM CAMPUS, PATALGANGA

National Institute of Securities Markets (NISM) is a public trust, an educational initiative of Securities and Exchange Board of India (SEBI) with the objective of enhancing the quality of securities market in the country through knowledge-based interventions. The institute therefore conducts a number of educational and certification programs for Securities Market professionals and also various financial literacy initiatives for investors from all walks of life. National Institute of Securities Markets has a campus on 70 Acres of land at Patalganga, a location around 40 kilometers away from Vashi on Mumbai-Pune highway.

Currently, NISM has deployed three physical servers and two SAN storage devices. In these three servers two servers are used as VMWare ESXI host server and one server is used as backup storage. The VMWare ESXI host servers are connected with SAN storage through Fiber Channel. These servers and SAN storage are installed in NISM Data Center at Patalganga. NISM intends to upgrade the said hardware.

This document is inviting the expression of interest (EOI) to shortlist the companies for Upgrading the existing Hosting Platform (Server & SAN) at the Data Center, NISM Campus, Patalganga. NISM intends to increase the size of Core CPU, RAM, VMWare Licenses and Storage in the above mentioned hosting platform.

Issue Date of EOI: 28^th May 2021

Closure Date of RFP: 14^th June 2021 by 16:30 Hrs

Request for Quotations For of Warranty of Dell Servers

National Institute of Securities Markets (NISM) is a public trust established by Securities and Exchange Board of India (SEBI) with the objective of enhancing the quality of securities market in the country through knowledge-based interventions. The institute therefore conducts a number of educational programs for Securities Market professionals and also various financial literacy initiatives for investors from all walks of life.

NISM has hosted a few public facing applications on its primary servers in the data centre located in Airoli, Navi Mumbai. The data centre is owned by Sify. Currently the hosting architecture comprises of two application servers and a database server. The two application servers host exact replica of the application to ensure high availability. All the said servers are Dell servers. Furthermore, all 3 servers are connected to a SAN. NISM has its disaster recovery site at Bengaluru. The disaster recovery (DR) site consists of two servers – one server to host the application and the other server to host the database. Both the servers are Dell servers.

NISM intends to extend the warranty of the two application servers at the primary site and the two servers at DR site.

Date and Time of submission of Quotation by email as per the instructions given in section 2.1: 18th March 2021 by 16:00 hours.

Shortlisting of agencies for refurbishing of flat no. 9 & 10 at Sutlej Apartments, Vashi

Applications are invited from eligible agencies for refurbishing of flat no. 9 & 10 situated at Sutlej Apartments, Plot no. 21, Sector 14, Vashi, Navi Mumbai, Pin code – 400 705.

The estimated cost of work is Rs. 46 Lakh.

The last date of submission of applications is March 17, 2021.

Application forms can be downloaded from the website www.nism.ac.in or can be obtained from the office of:
Shri Jitender K. Aggarwal, Chief Engineer (EPMD),
National Institute of Securities Markets (Opp. HDFC Bank, Mohopada Branch),
Plot No. IS 1 & 2, Patalganga Industrial area, Village: Mohopada,
Opp. HDFC Bank, Taluka- Khalapur,
District- Raigad, Pin code – 410 222.

For further details, please contact Shri Sumit Kumar (Phone no. 7547007637).

National Institute of Securities and Markets (NISM) is offering three floors (GF, 2^nd and 4^th floor) in NISM Bhavan, Plot no. 82, Sector 17, Vashi, Navi Mumbai, each floor having built-up area of 6,200 sq.ft. (as per the records of Adhoc Committee and purchase agreement) on Leave and License basis on ‘as is where is’ basis. Till recently, these spaces were being used for conducting various activities of NISM and have fallen vacant due to NISM moving various operations to its campus at Patalganga, Distt. Raigad, Maharashtra.

The interested eligible agencies may submit their bid for one, two or all the three floors depending upon their requirements.

The last date of submission of bids is March 15, 2021.  Application forms can be downloaded, free of cost, from the website www.nism.ac.in 

For further details, please contact :

Shri Sumit Kumar,

Landline No. +91-2192-668389,

Mobile No. 83403 38382 / 75470 07637,

email ID – sumit.kumar@nism.ac.in

Shortlisting of contractors for providing catering services

Applications are invited from the eligible contractors for the captioned work in NISM Campus, located at Plot no. IS-1 and 2, Patalganga Industrial Area, Village Wasambe (Mohopada), Taluka Khalapur, Dist. Raigad, Pin. 410 222 and NISM Bhavan, Plot no. 82, Sector 17, Vashi, Maharashtra – 400 703. The estimated cost of the work is Rs. 3.50 Crore per annum.

Last date for submission of application is March 08, 2021.

For further details, please contact:

Shri Rupesh Tiwari,

telephone no. 8355951821.

Appointment of Survey Agency for conducting SEBI Complaint Redress System (SCORES) survey

The purpose/ intent of the RFP is to appoint an Agency for conducting a survey, henceforth, referred to as ‘SEBI SCORES Survey’ in fifteen cities across India (Mumbai, NCT of Delhi, Ahemedabad, Kolkata, Pune, Bengaluru, Chennai, Jaipur, Hyderabad, Vadodara, Gurugram, Lucknow, Surat, Ghaziabad, and Dhanbad) based on the sample provided by SEBI.

Last date for bid submission: March 05, 2021, 02:00 PM

“Pre- Bid meeting for SEBI Scores Survey 2021 will be conducted in virtual mode. The link to attend the virtual Pre-bid meeting would be shared on request from the Vendor.

Application forms can be downloaded from the website www.nism.ac.in

Shortlisting of Contractors for Electrical Maintenance Work in NISM premises at Patalganga & Vashi

Applications are invited from eligible tenderers for electrical maintenance work in NISM campus at Patalganga and Vashi.  The estimated cost of work is Rs. 38.00 Lakh.

Applications are invited from eligible tenderers for electrical maintenance work in NISM campus at Patalganga and Vashi.  The estimated cost of work is Rs. 38.00 Lakh.

The last date of submission of applications is February 03, 2021. 

Application forms can be downloaded from the website www.nism.ac.in or can be obtained from the office of:

Shri. Jitender K. Aggarwal, Chief Engineer
National Institute of Securities Markets,
plot no. IS-1 and IS-2, Patalganga Industrial Area,
Village Mohopada (Wasambe), Rasayani, Taluka Khalapur,
District Raigad, Maharashtra 410222. 

For further details, please contact Shri Sudipta Modak (phone no. 9004445453).

The School for Regulatory Studies & Supervision organised a program on “Securities Market Regulations – Anti Money Laundering Perspective” in February, 2013 that was attended by 42 officers from SEBI and Enforcement Directorate. It was inaugurated by Shri Sunil Sawhney, Special Director, Enforcement Directoratein a function attended by Shri P K Nagpal, then Director, NISM, Shri Samir Bajaj, Joint Director, Enforcement Directorate and Shri K Sukumaran, Dean, SIEFL & SRSS, NISM. Some of the important topics covered in the program were, Regulatory Environment in Securities Market, Regulations under FEMA as relevant to securities market, Foreign Investments by FIIs/QFIs, AML and KYC Issues, etc. The programme came to an end with valedictory session attended by Shri G P Garg, Registrar, NISM.

Participants of the programme SECURITIES MARKET REGULATIONS – ANTI MONEY LAUNDERING PERSPECTIVE

National Institute of Securities Markets (NISM) in association with Network FP organized a training programme on ‘Train the Trainer’ at NISM Bhavan, Navi Mumbai during May 29-30, 2015.

The objective of the programme was to train & develop the delivery skills and abilities of the financial advisors who have been empaneled as Personal Finance Experts / Speakers of ‘Financial Wellbeing Camps’. The programme further aimed to help the financial advisors effectively communicate their domain expertise & connect with the audience during various Investor Awareness Programs.

The topics covered includes Need for Financial Literacy in India & Role of Financial Advisors; Best Practices for Financial Advisors in Conducting IAP Programs; Making IAP Programs Interesting & Engaging for Participants; Panel Discussions–(1) Tools & Resources Required to Conduct a IAP Program Successfully and (2) What Works, What Doesn’t Work in Awareness Programs, etc., Public Speaking Skills for Advisors, experience sharing among participants, etc.

The programme methodology adopted was interactive sessions, panel discussions, experience sharing and presentations.

The programme got inaugurated in the hands of Mr. Sandip Ghose, Director, NISM.