Sr No. | Mutual Fund Distributors | Hours |
1 | Concept and Role of a Mutual Fund | 2 |
2 | Fund Structure and Constituents | 2 |
3 | Legal and Regulatory Environment | 3 |
4 | Offer Document | 3 |
5 | Fund Distribution and Sales Practices | 3 |
6 | Accounting, Valuation and Taxation | 2 |
7 | Risk, Return and Performance of Funds | 3 |
8 | Scheme Selection | 2 |
9 | Selecting the Right Investment products for Investors | 3 |
10 | Helping Investors with Financial Planning | 2 |
11 | Recommending Model Portfolios and Financial Plans | 4 |
12 | Revision and Mock Test | 4 |
Sr No. | Securities Operations and Risk Management | Hours |
1 | Introduction to the Securities Market | 3 |
2 | Market Participants in the Securities Market | 3 |
3 | Introduction to the Securities Broking Operations | 2 |
4 | Risk Management | 3 |
5 | Clearing Process | 3 |
6 | Settlement Process | 3 |
7 | Investor Grievances and Arbitration | 2 |
8 | Other Services Provided by Brokers | 2 |
9 | Revision and Mock Test | 4 |
Sr No. | Research Analyst | Hours |
1 | Introduction to Research Analyst | 2 |
2 | Terminology in Equity and Debt Markets | 2 |
3 | Fundamentals of Research | 3 |
4 | Economic Analysis | 2 |
5 | Industry Analysis | 2 |
6 | Company Analysis – Qualitative Dimensions | 3 |
7 | Company Analysis – Quantitative Dimensions | 3 |
8 | Corporate Actions | 2 |
9 | Valuation Principles | 2 |
10 | Qualities of a good Research Report | 2 |
11 | Legal and Regulatory Environment | 2 |
12 | Revision and Mock Test | 9 |
Sr No. | Simulations and NISM examinations | Hours |
1 | Simulation training | 6 |
2 | NISM certifications three examinations | 6 |