Program Architecture

Sr No.Mutual Fund DistributorsHours
1Concept and Role of a Mutual Fund2
2Fund Structure and Constituents2
3Legal and Regulatory Environment3
4Offer Document3
5Fund Distribution and Sales Practices3
6Accounting, Valuation and Taxation2
7Risk, Return and Performance of Funds3
8Scheme Selection2
9Selecting the Right Investment products for Investors3
10Helping Investors with Financial Planning2
11Recommending Model Portfolios and Financial Plans4
12Revision and Mock Test4
Sr No.Securities Operations and Risk ManagementHours
1Introduction to the Securities Market3
2Market Participants in the Securities Market3
3Introduction to the Securities Broking Operations2
4Risk Management3
5Clearing Process3
6Settlement Process3
7Investor Grievances and Arbitration2
8Other Services Provided by Brokers2
9Revision and Mock Test4
Sr No.Research AnalystHours
1Introduction to Research Analyst2
2Terminology in Equity and Debt Markets2
3Fundamentals of Research3
4Economic Analysis2
5Industry Analysis2
6Company Analysis – Qualitative Dimensions3
7Company Analysis – Quantitative Dimensions3
8Corporate Actions2
9Valuation Principles2
10Qualities of a good Research Report2
11Legal and Regulatory Environment2
12Revision and Mock Test9
Sr No.Simulations and NISM examinationsHours
1Simulation training6
2NISM certifications three examinations6