Program on “Stock Broker Operations” - National Institute of Securities Markets (NISM)
(NISM)

The National Institute of Securities Markets (NISM) is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. The institute carries out a wide range of capacity building activities at various levels aimed at enhancing the quality standards in securities markets.

News
Last Updated on: December 17, 2020

NISM had organized a program on “Stock Broker Operations” on November 7-8, 2014 for employees of Angel Broking Private Limited. The program covered the topics on KYC and Client On-boarding, Trading, Clearing, Funds and Securities Settlement, Dispute resolution and also Compliances and Reporting.

The objective of this program was to enhance the knowledge levels and skills of professionals who handle KYC and other Client On-boarding documentations; and are engaged in activities related to Trading, Clearing, Funds and Securities Settlement, Dispute resolution; and those related to Compliances and Reporting

The program was well received by the participants working in the various operational areas from Angel Broking Private Limited. 

Follow Us

Subscription Subscribe to our newsletter and receive a selection of cool articles every weeks

    Related News

    News ...
    21st Jul 2026
    NISM and SEBI Launch National Financial Literacy Quiz 2026; Mumbai Hosts First Regional Round

    Last Updated on: July 23, 2026 Initiative to strengthen financial literacy among India’s youth Mumbai, July 18-19, 2026 – The…

    News ...
    07th Jul 2026
    NISM Inaugurates the 6th Batch of PGP (PM/IA/RA) 2026–27 4 July 2026 | Hybrid Mode

    The National Institute of Securities Markets (NISM) inaugurated the 6th Batch PGP (PM/IA/RA) 2026–27  with an orientation and inaugural session…

    News ...
    07th Jul 2026
    PGPFP Batch 2025-26 & 2026-27On-Campus Immersion 2026 Enhancing Skills Through Experiential Learning 1-4 July 2026 | NISM Campus, Patalganga

    The National Institute of Securities Markets (NISM), in collaboration with FPSB India, successfully conducted a four-day on-campus immersion programme for…

    © 2026 National Institute of Securities Markets (NISM). All rights reserved.