(NISM)

The National Institute of Securities Markets (NISM) is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. The institute carries out a wide range of capacity building activities at various levels aimed at enhancing the quality standards in securities markets.

News

NISM had organized a program on “Stock Broker Operations” on November 7-8, 2014 for employees of Angel Broking Private Limited. The program covered the topics on KYC and Client On-boarding, Trading, Clearing, Funds and Securities Settlement, Dispute resolution and also Compliances and Reporting.

The objective of this program was to enhance the knowledge levels and skills of professionals who handle KYC and other Client On-boarding documentations; and are engaged in activities related to Trading, Clearing, Funds and Securities Settlement, Dispute resolution; and those related to Compliances and Reporting

The program was well received by the participants working in the various operational areas from Angel Broking Private Limited. 

Follow Us

Subscription Subscribe to our newsletter and receive a selection of cool articles every weeks

    Related News

    Financial Planning ...
    29th Jan 2026
    Retirement planning: the under-estimated risks, and how to deal

    Volatility risk is well known, but that is usually less dangerous Retirees fear market volatility, and volatility is a risk…

    Uncategorized ...
    21st Jan 2026
    NISM – Commitment to Capacity Building and Investor Education

    For NISM, 2025 was defined by a renewed commitment to capacity building and investor education. Anchored by our mandate from…

    Uncategorized ...
    21st Jan 2026
    The Critical Need for Robust AML/CFT Framework

    The threats of money laundering (ML) and terrorist financing (TF) have grown exponentially due to the increasingly interconnected nature of…

    © 2026 National Institute of Securities Markets (NISM). All rights reserved.