Programme on ‘Understanding Indian Securities Markets' for Senior Officers of ICLS May 31 - June 2, 2019 | NISM Campus, Patalganga - National Institute of Securities Markets (NISM)

NISM has conducted 3 days Programme on ‘Understanding Indian Securities Markets’ for Senior Officers of ICLS during May 31 – June 2, 2019 at NISM Campus, Patalganga. The programme was inaugurated by Shri G. Mahalingam, WTM, SEBI and Dr. M. Thenmozhi, Director, NISM. The overview of training programme was given by Mr. Jitendra Kumar, Member of Faculty & Programme Director, NISM. A total of 20 Senior Officers of ICLS have attended the programme.

The programme was aimed to make the participants aware about various types of securities market manipulation/frauds, detailed processes of Investigations, Enforcement at SEBI, case laws related to investigation matters, etc.

The programme was a blend of classroom & Hands on sessions. The following areas/topics were covered:

Topic	Faculty
Inaugural & Regulation of Financial Market: Development & Challenges	Shri G. Mahalingam, WTM, SEBI
Understanding Indian Securities Markets	Dr. V. R. Narasimhan, Dean – SRSS & SCG, NISM
Power & Functions of SEBI	Mr. Jitendra Kumar, Member of Faculty, NISM
Secondary Markets: Trading, Clearing & Settlement	Mr. Bireshwar Chatterjee, VP & Head Western Region – Regulatory, NSE
Primary Markets & SEBI (ICDR) Regulations	Ms. Yogita Jadhav, DGM, SEBI
Surveillance of Securities Markets	Mr. Sunil Kadam, Registrar, NISM
Investigation of FUTP Violations and Insider Trading	Mr. V S Sundaresan, CGM, SEBI
• Case Laws of PFUTP & Insider Trading • Reference/Coordination with other agencies	Mr. V S Sundaresan, CGM, SEBI
Enforcement: Enquiry & Adjudication	Mr. Jeevan Sonparote, CGM, SEBI
Mergers, Acquisitions & Takeovers	Mr. Yogesh Chande, Partner, Shardul Amarchand Mangaldas, Advocates & Solicitors
Financial Planning	Mr. Jitendra Kumar, Member of Faculty, NISM
Corporate Governance and LODR	Dr. V. R. Narasimhan, Dean – SRSS & SCG, NISM

We have also organised a musical evening and karaoke during the programme.

The valedictory was done by Dr. M. Thenmozhi, Director, NISM and Dr V. R. Narasimhan, Dean – SRSS & SCG, NISM. All the participants were awarded Certificate of Participation.