Programme on ‘Understanding Indian Securities Markets' for Senior Officers of ICLS May 31 - June 2, 2019 | NISM Campus, Patalganga - National Institute of Securities Markets (NISM)
(NISM)

The National Institute of Securities Markets (NISM) is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. The institute carries out a wide range of capacity building activities at various levels aimed at enhancing the quality standards in securities markets.

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Last Updated on: December 29, 2020

NISM has conducted 3 days Programme on ‘Understanding Indian Securities Markets’ for Senior Officers of ICLS during May 31 – June 2, 2019 at NISM Campus, Patalganga. The programme was inaugurated by Shri G. Mahalingam, WTM, SEBI and Dr. M. Thenmozhi, Director, NISM. The overview of training programme was given by Mr. Jitendra Kumar, Member of Faculty & Programme Director, NISM. A total of 20 Senior Officers of ICLS have attended the programme.

The programme was aimed to make the participants aware about various types of securities market manipulation/frauds, detailed processes of Investigations, Enforcement at SEBI, case laws related to investigation matters, etc.

The programme was a blend of classroom & Hands on sessions. The following areas/topics were covered:

TopicFaculty
Inaugural & Regulation of Financial Market: Development & ChallengesShri G. Mahalingam, WTM, SEBI
Understanding Indian Securities MarketsDr. V. R. Narasimhan, Dean – SRSS & SCG, NISM
Power & Functions of SEBIMr. Jitendra Kumar, Member of Faculty, NISM
Secondary Markets: Trading, Clearing & SettlementMr. Bireshwar Chatterjee, VP & Head Western Region – Regulatory, NSE
Primary Markets & SEBI (ICDR) RegulationsMs. Yogita Jadhav, DGM, SEBI
Surveillance of Securities MarketsMr. Sunil Kadam, Registrar, NISM
Investigation of FUTP Violations and Insider TradingMr. V S Sundaresan, CGM, SEBI
• Case Laws of PFUTP & Insider Trading
• Reference/Coordination with other agencies
Mr. V S Sundaresan, CGM, SEBI
Enforcement: Enquiry & AdjudicationMr. Jeevan Sonparote, CGM, SEBI
Mergers, Acquisitions & TakeoversMr. Yogesh Chande, Partner, Shardul Amarchand Mangaldas, Advocates & Solicitors
Financial PlanningMr. Jitendra Kumar, Member of Faculty, NISM
Corporate Governance and LODRDr. V. R. Narasimhan, Dean – SRSS & SCG, NISM

We have also organised a musical evening and karaoke during the programme.

The valedictory was done by Dr. M. Thenmozhi, Director, NISM and Dr V. R. Narasimhan, Dean – SRSS & SCG, NISM. All the participants were awarded Certificate of Participation.

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