15
Notifications 15
(NISM)

The National Institute of Securities Markets (NISM) is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. The institute carries out a wide range of capacity building activities at various levels aimed at enhancing the quality standards in securities markets.

News
Last Updated on: December 28, 2020

The program on “Securities Operations and Risk Management” was for entry and middle level managers engaged in different functional activities in the Stock Broker Firm.

Securities Operations and Risk Management June 2015

The program was held at NISM Bhavan, Vashi, Navi Mumbai on 13th & 14th June, 2015. The program aims to assist professionals in understanding the various facets of the working of the stockbrokers, starting from client on-boarding to trade life cycle and also including compliances with report submission and Redressal of investor grievances. 

The Approach adopted by the speaker for the program was Interactive Power Point Presentation, Case Studies and Experience Sharing.

Follow Us

Subscription Subscribe to our newsletter and receive a selection of cool articles every weeks

    Related News

    News ...
    27th Oct 2026
    Your Gateway to Market Experience Study Tours | September 2026 NISM Campus, Patalganga

    In September 2026, NISM successfully concluded a series of study tours & Market Metaverse of varying durations at its Patalganga…

    News ...
    27th Oct 2026
    PGP (PM/IA/RA) 2025–26 Campus Immersion: An Enriching Three-Day Learning Experience

    PGP (PM/IA/RA) 2025-26 Campus Immersion was successfully held over three days, from September 24 to 26, 2026 at the NISM…

    News ...
    27th Oct 2026
    Empowering Young Minds: Online SDP Series | Partner HEIs September 2026

    As part of the National Institute of Securities Markets (NISM)’s ongoing commitment to promoting financial literacy and financial inclusion, the…

    © 2026 National Institute of Securities Markets (NISM). All rights reserved.