07th Sep 2018
Training Programme on InvestigationFor SEBI Officers September 07-08, 2018 | NISM Campus, Patalganga
A Programme on ‘Investigation’ for SEBI Officers was held during September 07-08, 2018 at NISM Campus, Patalganga. A total of 59 Officers of IVD Department including Division Chiefs, SEBI attended the programme.
The programme was inaugurated by Dr. M. Thenmozhi, Director, NISM and Mr. V. S. Sundaresan, CGM & HOD-IVD, SEBI.
Mr. Jitendra Kumar, Member of Faculty, NISM was the Programme coordinator.
The topics covered, among others, are as follows:
- Overview of Integration – Background, Purpose, Benefits, Way forward
- Profile/functions of integrated IVD
- Securities Market Fraud – Overview
- Joint Scrutiny Committee Workflow
- Preliminary Examination – ISD-1 Manual, Processes, SOP etc.
- Preliminary Examination –CFD- Manual, Processes, SOP etc.
- Process of detailed Investigation
- Familiarization session on DWBIS/12*
- Familiarization session on MS Excel- common scenarios
- Basic Do’s and Don’ts of Investigation
A musical evening was also organized in the evening on September 07, 2018. The valedictory session was done by Mr. V. S. Sundaresan, CGM, SEBI.
All the participants and faculty members were given a copy of group photograph and a book titled ‘The Art of Living’ by Norman Vincent Peale.
