Financial Market Regulations - National Institute of Securities Markets (NISM)
(NISM)

The National Institute of Securities Markets (NISM) is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. The institute carries out a wide range of capacity building activities at various levels aimed at enhancing the quality standards in securities markets.

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Last Updated on: December 26, 2020

The program on “Financial Market Regulations” was organised by NISM for the Indian Revenue Service (IRS) Officers on the request from National Academy of Direct Taxes (NADT), Nagpur. The program, a workshop cum exposure visit, was attended by 115 officers from IRS between March 18-22, 2013 at Navi Mumbai.

Financial Market Regulations March 18-22 2013

The program started with a session on ‘Securities Markets’ followed by sessions on ‘Regulatory Environment in Securities Market’, ‘Role of Intermediaries in Securities Markets’, ‘Regulatory Environment in Banking Market’, ‘Risk Management in Securities Market’, ‘Banking Operations – An Overview’, and many more. The participants visited SEBI, RBI, BSE, NSE and NSDL wherein they got an exposure to the functioning of each organisation.

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